privacy

TO OUR CLIENTS: YOUR PRIVACY IS A TOP PRIORITY

As issues concerning privacy and the use of our client non-public personal information have come to a level of national concern, Congress has enacted more stringent laws concerning the use and distribution of your non-public information by financial institutions and others. These recently enacted laws require that financial institutions disclose its practices and policies on the handling and sharing of client information to a client at the inception of the relationship and annually thereafter. As these “Privacy laws” require us to give our existing clients annual notice of current privacy policies, they are as follows:  

Park Place Wealth Advisors, Inc. Privacy Notice

During the course of our relationship, we collect and retain non-public information (“NPI”) about you (e.g. name, address, Social Security number, birth date, assets and income) from the following sources:

• Investment/Insurance applications, new account forms and other forms and agreements;
• Transactions with us, our clearing firm, or other chosen investment sponsors,
• Other various materials utilized by your representative in order to put forth an appropriate recommendation or to fill a service request.

We may use this information in order to develop, offer, and deliver products and services; process transactions in your account; respond to inquiries from you or your representative; or to fulfill legal and regulatory requirements. We do not disclose/share any NPI of our customers or former customers to any unaffiliated third party unless:

1. It is necessary to fulfill a transaction or service request related to your account(s);
2. We are required to do so by a regulator, a court of competent jurisdiction or applicable law;
3. It is by customer request.

As this is our practice, we are not required to have “Opt-out” provisions or methods per the exemptive relief provided under section 248.13 of the Gramm-Leach-Bliley Act.We restrict access of NPI to required personnel in the provision of requested services and maintain physical, procedural and electronic safeguards that comply with federal standards.Should you have any questions, please do not hesitate to call.

Sincerely, Jean Gannett, CFP®
Registered Principal
Daniel J Gannett
Registered Principal